Hot Topics in Securities Law - Part 2
schedule
2h 19m
signal_cellular_alt
Advanced
category
Regulatory Compliance
verified
21 credits available
play_circle
About This Course
This on-demand CLE program offers sophisticated and nuanced coverage of hot topics in securities law - part 2.
Participants will gain a deep understanding of the fundamental concepts, current best practices, and emerging trends in this area. The program addresses real-world challenges practitioners face and provides concrete strategies for handling common situations effectively.
Specifically designed for regulatory compliance professionals, this course covers both foundational principles and advanced applications. Through clear explanations and practical examples, you will develop the skills needed to confidently navigate complex issues and deliver superior results for your clients or organization.
Key topics include regulatory requirements, compliance considerations, strategic decision-making, and risk management. Whether you are new to this area or looking to update your knowledge, this program provides the insights and tools necessary for success in today's evolving professional landscape.
Participants will gain a deep understanding of the fundamental concepts, current best practices, and emerging trends in this area. The program addresses real-world challenges practitioners face and provides concrete strategies for handling common situations effectively.
Specifically designed for regulatory compliance professionals, this course covers both foundational principles and advanced applications. Through clear explanations and practical examples, you will develop the skills needed to confidently navigate complex issues and deliver superior results for your clients or organization.
Key topics include regulatory requirements, compliance considerations, strategic decision-making, and risk management. Whether you are new to this area or looking to update your knowledge, this program provides the insights and tools necessary for success in today's evolving professional landscape.
Presented By
MT
Michael T. Roberts open_in_new
Senior Partner • Sullivan & Cromwell LLP
Mr. Roberts focuses on corporate governance and securities law with over 25 years of experience advising Fortune 500 companies.
RH
Robert H. Anderson open_in_new
Partner • Wachtell, Lipton, Rosen & Katz
Mr. Anderson specializes in corporate takeovers, mergers, and corporate restructurings.
Credits & Accreditations
| Jurisdiction | Credit Type | Credits |
|---|---|---|
| Arizona | Ethics | 3.5 |
| California | Diversity | 2.0 |
| Delaware | Diversity | 3.5 |
| Florida | Diversity | 1.5 |
| Illinois | Diversity | 1.5 |
| Indiana | General | 1.5 |
| Iowa | General | 2.5 |
| Louisiana | Ethics | 3.0 |
| Maine | Ethics | 2.5 |
| Maryland | General | 3.0 |
| Montana | Ethics | 1.0 |
| Nevada | Diversity | 1.0 |
| New Mexico | Ethics | 3.0 |
| North Carolina | Diversity | 2.0 |
| North Dakota | General | 2.5 |
| Ohio | General | 3.5 |
| Oregon | General | 3.5 |
| Pennsylvania | Ethics | 2.5 |
| Texas | General | 3.0 |
| Utah | General | 3.0 |
| Washington | General | 2.0 |