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CLE

SEC Enforcement Trends: What Financial Services Regulation Lawyers Need to Know

schedule 1h 6m signal_cellular_alt Mid-level category Energy Law verified 22 credits available
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About This Course

This on-demand CLE program offers practical and actionable coverage of sec enforcement trends: what financial services regulation lawyers need to know.

Participants will gain a deep understanding of the fundamental concepts, current best practices, and emerging trends in this area. The program addresses real-world challenges practitioners face and provides concrete strategies for handling common situations effectively.

Specifically designed for energy law professionals, this course covers both foundational principles and advanced applications. Through clear explanations and practical examples, you will develop the skills needed to confidently navigate complex issues and deliver superior results for your clients or organization.

Key topics include regulatory requirements, compliance considerations, strategic decision-making, and risk management. Whether you are new to this area or looking to update your knowledge, this program provides the insights and tools necessary for success in today's evolving professional landscape.

Presented By

SK

Sarah K. Thompson open_in_new

Partner • Cravath, Swaine & Moore LLP

Ms. Thompson practices in the areas of mergers and acquisitions, private equity, and corporate governance.

RH

Robert H. Anderson open_in_new

Partner • Wachtell, Lipton, Rosen & Katz

Mr. Anderson specializes in corporate takeovers, mergers, and corporate restructurings.

Credits & Accreditations

Jurisdiction Credit Type Credits
Alabama General 3.5
Alaska Diversity 1.5
California General 3.5
Colorado Ethics 2.0
Delaware General 3.5
Florida General 1.5
Georgia General 3.0
Kansas Diversity 3.5
Maine General 3.0
Massachusetts General 1.0
Missouri General 2.0
Montana General 1.5
Nebraska General 1.5
New Jersey General 3.5
Ohio General 1.0
Oklahoma General 1.5
Oregon General 1.0
Pennsylvania Ethics 1.0
Puerto Rico Ethics 1.0
Rhode Island Ethics 2.5
South Dakota General 1.5
Virginia Diversity 2.5
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