Due Diligence in Arbitration: Best Practices
schedule
1h 56m
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Mid-level
category
Securities
verified
25 credits available
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About This Course
This on-demand CLE program offers practical and actionable coverage of due diligence in arbitration: best practices.
Participants will gain a deep understanding of the fundamental concepts, current best practices, and emerging trends in this area. The program addresses real-world challenges practitioners face and provides concrete strategies for handling common situations effectively.
Specifically designed for securities professionals, this course covers both foundational principles and advanced applications. Through clear explanations and practical examples, you will develop the skills needed to confidently navigate complex issues and deliver superior results for your clients or organization.
Key topics include regulatory requirements, compliance considerations, strategic decision-making, and risk management. Whether you are new to this area or looking to update your knowledge, this program provides the insights and tools necessary for success in today's evolving professional landscape.
Participants will gain a deep understanding of the fundamental concepts, current best practices, and emerging trends in this area. The program addresses real-world challenges practitioners face and provides concrete strategies for handling common situations effectively.
Specifically designed for securities professionals, this course covers both foundational principles and advanced applications. Through clear explanations and practical examples, you will develop the skills needed to confidently navigate complex issues and deliver superior results for your clients or organization.
Key topics include regulatory requirements, compliance considerations, strategic decision-making, and risk management. Whether you are new to this area or looking to update your knowledge, this program provides the insights and tools necessary for success in today's evolving professional landscape.
Presented By
LM
Lisa M. Garcia open_in_new
Counsel • Davis Polk & Wardwell LLP
Ms. Garcia advises financial institutions on regulatory matters and compliance with banking laws.
RX
Rafael X. Zahralddin-Aravena open_in_new
Partner • Lewis Brisbois
Mr. Zahralddin-Aravena is a member of the Corporate, Bankruptcy, Complex Business disputes practice.
Credits & Accreditations
| Jurisdiction | Credit Type | Credits |
|---|---|---|
| Alabama | Diversity | 3.0 |
| Alaska | Diversity | 1.0 |
| California | General | 1.0 |
| Colorado | General | 3.5 |
| Delaware | General | 3.0 |
| District of Columbia | General | 2.0 |
| Hawaii | General | 1.0 |
| Illinois | Ethics | 3.5 |
| Iowa | Ethics | 3.0 |
| Kansas | Ethics | 1.5 |
| Massachusetts | General | 2.5 |
| Montana | Ethics | 2.0 |
| New Hampshire | General | 3.5 |
| New Mexico | General | 2.0 |
| Ohio | General | 2.5 |
| Oregon | General | 1.0 |
| Puerto Rico | General | 2.0 |
| Rhode Island | General | 2.0 |
| South Carolina | General | 3.0 |
| South Dakota | General | 1.5 |
| Tennessee | General | 3.5 |
| U.S. Virgin Islands | Ethics | 2.5 |
| Vermont | General | 1.0 |
| Wisconsin | General | 1.5 |
| Wyoming | General | 3.5 |