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CLE

Regulatory Risk Management in Investment Management

schedule 2h 21m signal_cellular_alt All Levels category FDA & Life Sciences verified 24 credits available
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About This Course

This on-demand CLE program offers accessible yet thorough coverage of regulatory risk management in investment management.

Participants will gain a deep understanding of the fundamental concepts, current best practices, and emerging trends in this area. The program addresses real-world challenges practitioners face and provides concrete strategies for handling common situations effectively.

Specifically designed for fda & life sciences professionals, this course covers both foundational principles and advanced applications. Through clear explanations and practical examples, you will develop the skills needed to confidently navigate complex issues and deliver superior results for your clients or organization.

Key topics include regulatory requirements, compliance considerations, strategic decision-making, and risk management. Whether you are new to this area or looking to update your knowledge, this program provides the insights and tools necessary for success in today's evolving professional landscape.

Presented By

RH

Robert H. Anderson open_in_new

Partner • Wachtell, Lipton, Rosen & Katz

Mr. Anderson specializes in corporate takeovers, mergers, and corporate restructurings.

BL

Bonnie L. Heiple open_in_new

Counsel • Wilmer Cutler Pickering Hale and Dor, LLP

Ms. Heiple focuses her practice on environmental, energy and natural resources law.

Credits & Accreditations

Jurisdiction Credit Type Credits
Arizona Ethics 2.5
Arkansas Ethics 2.0
California General 3.0
Colorado General 2.5
Connecticut General 3.0
Delaware General 2.0
Florida General 1.5
Georgia General 3.5
Guam Ethics 1.0
Illinois Ethics 3.5
Montana General 1.0
New Hampshire General 3.5
North Carolina General 2.0
Oklahoma General 3.0
Pennsylvania General 3.5
Puerto Rico General 2.0
South Carolina Diversity 1.0
South Dakota Diversity 3.5
Utah General 2.0
Vermont Ethics 3.0
Virginia General 3.5
Washington General 1.5
Wisconsin General 2.0
Wyoming General 1.5
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