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CPE

Risk Management: Financial Strategies - Part 7

schedule 1h 37m signal_cellular_alt Advanced category Securities verified 21 credits available
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About This Course

This on-demand CPE course offers sophisticated and nuanced coverage of risk management: financial strategies - part 7.

Participants will gain a deep understanding of the fundamental concepts, current best practices, and emerging trends in this area. The program addresses real-world challenges practitioners face and provides concrete strategies for handling common situations effectively.

Specifically designed for securities professionals, this course covers both foundational principles and advanced applications. Through clear explanations and practical examples, you will develop the skills needed to confidently navigate complex issues and deliver superior results for your clients or organization.

Key topics include regulatory requirements, compliance considerations, strategic decision-making, and risk management. Whether you are new to this area or looking to update your knowledge, this program provides the insights and tools necessary for success in today's evolving professional landscape.

Presented By

VC

Van C. Durrer open_in_new

Partner • Dentons LLP

Mr. Durrer is a member of Dentons' Restructuring, Insolvency & Bankruptcy practice.

AJ

Allie J. Hemmings open_in_new

Partner • Norton Rose Fulbright, LLP

Ms. Hemmings advises clients in the power and renewable energy space on a variety of matters.

DA

David A. Chen open_in_new

Of Counsel • Latham & Watkins LLP

Mr. Chen specializes in intellectual property litigation and licensing, with particular expertise in patent disputes.

Credits & Accreditations

Jurisdiction Credit Type Credits
Arizona Ethics 1.0
California General 3.0
Connecticut General 2.5
Florida General 1.5
Hawaii General 3.5
Louisiana General 3.0
Minnesota General 2.0
Mississippi General 3.0
Missouri Ethics 2.5
Nebraska General 2.5
New Hampshire General 1.5
North Carolina General 1.0
Oklahoma General 1.0
Oregon General 2.5
Rhode Island Ethics 3.0
South Carolina General 2.0
Tennessee General 2.0
Texas Ethics 3.0
Utah General 3.0
Vermont General 1.0
Washington General 1.5

NASBA Details

Program Level Advanced
Prerequisites None required
Delivery Method QAS Self-Study

BARBRI, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit.

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