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CPE

SOX Compliance: Current Issues - Part 5

schedule 2h 7m signal_cellular_alt Advanced category Employee Benefits verified 25 credits available
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About This Course

This on-demand CPE course offers sophisticated and nuanced coverage of sox compliance: current issues - part 5.

Participants will gain a deep understanding of the fundamental concepts, current best practices, and emerging trends in this area. The program addresses real-world challenges practitioners face and provides concrete strategies for handling common situations effectively.

Specifically designed for employee benefits professionals, this course covers both foundational principles and advanced applications. Through clear explanations and practical examples, you will develop the skills needed to confidently navigate complex issues and deliver superior results for your clients or organization.

Key topics include regulatory requirements, compliance considerations, strategic decision-making, and risk management. Whether you are new to this area or looking to update your knowledge, this program provides the insights and tools necessary for success in today's evolving professional landscape.

Presented By

MT

Michael T. Roberts open_in_new

Senior Partner • Sullivan & Cromwell LLP

Mr. Roberts focuses on corporate governance and securities law with over 25 years of experience advising Fortune 500 companies.

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Sarah K. Thompson open_in_new

Partner • Cravath, Swaine & Moore LLP

Ms. Thompson practices in the areas of mergers and acquisitions, private equity, and corporate governance.

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Robert H. Anderson open_in_new

Partner • Wachtell, Lipton, Rosen & Katz

Mr. Anderson specializes in corporate takeovers, mergers, and corporate restructurings.

Credits & Accreditations

Jurisdiction Credit Type Credits
Alabama Diversity 3.5
Alaska Ethics 2.0
Arkansas General 2.5
Connecticut General 2.0
Delaware Ethics 3.0
District of Columbia General 1.0
Hawaii General 1.0
Idaho General 3.0
Illinois Ethics 3.0
Iowa General 3.0
Kentucky General 2.5
Maine General 3.0
Michigan General 3.5
Minnesota General 2.0
Montana General 1.0
New Mexico General 3.5
New York General 3.0
North Carolina General 3.5
Ohio Ethics 1.0
Pennsylvania General 3.0
South Dakota General 1.0
Tennessee General 3.0
Virginia General 1.5
West Virginia Diversity 1.0
Wyoming General 2.0

NASBA Details

Program Level Advanced
Prerequisites None required
Delivery Method QAS Self-Study

BARBRI, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit.

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