Business Ethics for Financial Professionals - Part 3
schedule
1h 59m
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Advanced
category
Banking Law
verified
22 credits available
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About This Course
This on-demand CPE course offers sophisticated and nuanced coverage of business ethics for financial professionals - part 3.
Participants will gain a deep understanding of the fundamental concepts, current best practices, and emerging trends in this area. The program addresses real-world challenges practitioners face and provides concrete strategies for handling common situations effectively.
Specifically designed for banking law professionals, this course covers both foundational principles and advanced applications. Through clear explanations and practical examples, you will develop the skills needed to confidently navigate complex issues and deliver superior results for your clients or organization.
Key topics include regulatory requirements, compliance considerations, strategic decision-making, and risk management. Whether you are new to this area or looking to update your knowledge, this program provides the insights and tools necessary for success in today's evolving professional landscape.
Participants will gain a deep understanding of the fundamental concepts, current best practices, and emerging trends in this area. The program addresses real-world challenges practitioners face and provides concrete strategies for handling common situations effectively.
Specifically designed for banking law professionals, this course covers both foundational principles and advanced applications. Through clear explanations and practical examples, you will develop the skills needed to confidently navigate complex issues and deliver superior results for your clients or organization.
Key topics include regulatory requirements, compliance considerations, strategic decision-making, and risk management. Whether you are new to this area or looking to update your knowledge, this program provides the insights and tools necessary for success in today's evolving professional landscape.
Presented By
SK
Sarah K. Thompson open_in_new
Partner • Cravath, Swaine & Moore LLP
Ms. Thompson practices in the areas of mergers and acquisitions, private equity, and corporate governance.
Credits & Accreditations
| Jurisdiction | Credit Type | Credits |
|---|---|---|
| Alabama | General | 3.5 |
| Colorado | Ethics | 2.5 |
| Connecticut | General | 3.0 |
| Delaware | General | 2.5 |
| Hawaii | General | 2.0 |
| Illinois | General | 3.0 |
| Iowa | Diversity | 2.5 |
| Kansas | General | 2.5 |
| Louisiana | Diversity | 2.5 |
| Maine | Ethics | 2.5 |
| Mississippi | General | 2.5 |
| Montana | General | 3.5 |
| Nebraska | Diversity | 1.0 |
| New Jersey | Ethics | 3.0 |
| New Mexico | Ethics | 1.0 |
| New York | Ethics | 3.5 |
| Oklahoma | Diversity | 3.5 |
| Pennsylvania | Diversity | 2.5 |
| Tennessee | Ethics | 2.0 |
| Texas | General | 3.5 |
| Vermont | General | 1.0 |
| West Virginia | Ethics | 2.0 |
NASBA Details
Program Level
Advanced
Prerequisites
None required
Delivery Method
QAS Self-Study
BARBRI, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit.