SEC Enforcement Trends: What Estate Planning Lawyers Need to Know
schedule
1h 35m
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Advanced
category
Employee Benefits
verified
22 credits available
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About This Course
This on-demand CLE program offers sophisticated and nuanced coverage of sec enforcement trends: what estate planning lawyers need to know.
Participants will gain a deep understanding of the fundamental concepts, current best practices, and emerging trends in this area. The program addresses real-world challenges practitioners face and provides concrete strategies for handling common situations effectively.
Specifically designed for employee benefits professionals, this course covers both foundational principles and advanced applications. Through clear explanations and practical examples, you will develop the skills needed to confidently navigate complex issues and deliver superior results for your clients or organization.
Key topics include regulatory requirements, compliance considerations, strategic decision-making, and risk management. Whether you are new to this area or looking to update your knowledge, this program provides the insights and tools necessary for success in today's evolving professional landscape.
Participants will gain a deep understanding of the fundamental concepts, current best practices, and emerging trends in this area. The program addresses real-world challenges practitioners face and provides concrete strategies for handling common situations effectively.
Specifically designed for employee benefits professionals, this course covers both foundational principles and advanced applications. Through clear explanations and practical examples, you will develop the skills needed to confidently navigate complex issues and deliver superior results for your clients or organization.
Key topics include regulatory requirements, compliance considerations, strategic decision-making, and risk management. Whether you are new to this area or looking to update your knowledge, this program provides the insights and tools necessary for success in today's evolving professional landscape.
Presented By
LM
Lisa M. Garcia open_in_new
Counsel • Davis Polk & Wardwell LLP
Ms. Garcia advises financial institutions on regulatory matters and compliance with banking laws.
Credits & Accreditations
| Jurisdiction | Credit Type | Credits |
|---|---|---|
| Alabama | General | 2.5 |
| Arizona | General | 2.5 |
| Arkansas | General | 3.0 |
| California | General | 3.5 |
| Colorado | Diversity | 1.5 |
| Connecticut | Ethics | 2.0 |
| District of Columbia | Ethics | 2.5 |
| Hawaii | Ethics | 1.5 |
| Iowa | General | 1.0 |
| Kentucky | General | 1.0 |
| Louisiana | General | 2.5 |
| Mississippi | General | 2.5 |
| New Hampshire | General | 2.0 |
| Pennsylvania | Ethics | 1.0 |
| Puerto Rico | General | 3.5 |
| South Dakota | General | 1.5 |
| Tennessee | General | 2.5 |
| Texas | General | 1.5 |
| Utah | General | 1.0 |
| Vermont | General | 2.0 |
| Washington | Diversity | 2.0 |
| West Virginia | General | 2.0 |