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CLE

Professional Conduct in Investment Management: Case Studies and Best Practices

schedule 1h 59m signal_cellular_alt All Levels category Antitrust & Competition verified 21 credits available
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About This Course

This on-demand CLE program offers accessible yet thorough coverage of professional conduct in investment management: case studies and best practices.

Participants will gain a deep understanding of the fundamental concepts, current best practices, and emerging trends in this area. The program addresses real-world challenges practitioners face and provides concrete strategies for handling common situations effectively.

Specifically designed for antitrust & competition professionals, this course covers both foundational principles and advanced applications. Through clear explanations and practical examples, you will develop the skills needed to confidently navigate complex issues and deliver superior results for your clients or organization.

Key topics include regulatory requirements, compliance considerations, strategic decision-making, and risk management. Whether you are new to this area or looking to update your knowledge, this program provides the insights and tools necessary for success in today's evolving professional landscape.

Presented By

JR

James R. Wilson open_in_new

Partner • Skadden, Arps, Slate, Meagher & Flom LLP

Mr. Wilson represents clients in complex commercial litigation, including securities fraud and fiduciary duty claims.

Credits & Accreditations

Jurisdiction Credit Type Credits
Arizona General 3.5
California General 2.5
Colorado General 2.5
Connecticut General 1.0
Georgia General 3.0
Guam General 1.0
Hawaii Ethics 2.5
Illinois General 3.5
Kentucky General 1.0
Louisiana Diversity 3.0
Maine General 3.5
Nevada General 2.5
New Hampshire Ethics 3.0
New Jersey General 3.5
New Mexico General 2.5
Rhode Island General 3.5
South Dakota General 2.5
Tennessee General 1.0
U.S. Virgin Islands Diversity 3.0
Utah General 3.0
Washington General 1.5
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