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CLE

Ethical Considerations in Financial Services Regulation Practice - Part 2

schedule 1h 2m signal_cellular_alt All Levels category Hospitality verified 21 credits available
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About This Course

This on-demand CLE program offers accessible yet thorough coverage of ethical considerations in financial services regulation practice - part 2.

Participants will gain a deep understanding of the fundamental concepts, current best practices, and emerging trends in this area. The program addresses real-world challenges practitioners face and provides concrete strategies for handling common situations effectively.

Specifically designed for hospitality professionals, this course covers both foundational principles and advanced applications. Through clear explanations and practical examples, you will develop the skills needed to confidently navigate complex issues and deliver superior results for your clients or organization.

Key topics include regulatory requirements, compliance considerations, strategic decision-making, and risk management. Whether you are new to this area or looking to update your knowledge, this program provides the insights and tools necessary for success in today's evolving professional landscape.

Presented By

DA

David A. Chen open_in_new

Of Counsel • Latham & Watkins LLP

Mr. Chen specializes in intellectual property litigation and licensing, with particular expertise in patent disputes.

ER

Emily R. Davis open_in_new

Senior Associate • Gibson, Dunn & Crutcher LLP

Ms. Davis focuses on environmental law and regulatory compliance, advising clients on climate-related disclosures.

Credits & Accreditations

Jurisdiction Credit Type Credits
Alabama Ethics 2.0
Arizona Ethics 1.0
Colorado General 3.5
District of Columbia General 2.0
Florida General 2.0
Hawaii General 1.5
Indiana Ethics 3.5
Kansas General 1.5
Kentucky General 2.0
Maine Ethics 2.0
Massachusetts General 1.0
Mississippi Ethics 1.5
Nebraska General 3.5
New York General 3.5
North Dakota General 2.5
Oregon General 1.5
Puerto Rico General 3.0
South Carolina Ethics 2.5
South Dakota General 1.0
U.S. Virgin Islands General 3.5
Virginia Ethics 1.5
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